2011 — Rankings, Recognition & Awards
Industry Innovation Awards
- Servicing: Custody (Asset Management Servicing)
Best of The Best Awards
- Custodian Leader of the Year – David Russell
2011 Service Provider Awards
- Best Outsourcing Services
- Best Direct Custody, China
- Best Direct Custody, India
Triple A Awards – Securities & Fund Services
- Best ADR Bank
- Best Sub-Custodian – Broker/dealer
- Best in Corporate Trust – Hong Kong
- Best Sub-Custodian – Vietnam
- Best Fund Administrator – Hedge Funds – Australia
- Best Fund Administrator – Hedge Funds – Japan
Comissão de Valores Mobiliários (CVM)
- #1 Private Equity assets under administration in Brazil
EMEA Finance
Achievement Awards
- Best depositary receipt programme – Mail.Ru
Leaders in Innovation Awards 2011
- Securities Services – Best in Securities Lending
Excellence Awards
- OpenWealthSM – Excellence in Business Process Management
Funds Europe Awards 2011
- European Custodian of the Year
Agent Banks – Major Markets Survey
Country Standings
Top Rated – As voted by Leading Clients (18)
- Australia
- Austria
- Belgium
- Canada
- France
- Germany
- Greece
- Hong Kong
- Ireland
- Italy
- Japan
- Korea
- Netherlands
- New Zealand
- Portugal
- Singapore
- Spain
- United Kingdom
Commended – As Voted by Leading Clients (3)
- Israel
- Switzerland
- United States
Top Rated – As voted by Cross-Border/Non Affiliated Clients (18)
- Australia
- Austria
- Belgium
- France
- Germany
- Greece
- Ireland
- Italy
- Japan
- Korea
- Netherlands
- New Zealand
- Portugal
- Singapore
- Spain
- Switzerland
- United Kingdom
- United States
Commended – As voted by Cross-Border/Non Affiliated Clients (3)
- Canada
- Hong Kong
- Israel
Regional standings
Top Rated – As Voted by Leading Clients (3)
- Global
- Asia/Australasia
- Western Europe
Commended – As Voted by Leading Clients (1)
- North America
Top Rated – As voted by Cross-Border/Non Affiliated Clients (3)
- Global
- Asia/Australasia
- Western Europe
Commended – As voted by Cross-Border/Non Affiliated Clients (1)
- North America
Domestic Standings
Domestic – Top Rated (2)
- Australia
- Singapore
Domestic – Commended (1) (1)
- Korea
Global Custody Survey
Top Rated
- Greater than $10 billion
- Europe
Commended
- Less than $1 billion
- $1-10 billion
- Asia
- North America
- Fund Managers
- Institutional Investors
- Global
Service Categories as voted by Fund Managers – 28 Best in Class
- Relationship Management (3)
- Client Services (4)
- Cash Management (4)
- Foreign Exchange (4)
- Proxy Voting (1)
- Corporate Actions (2)
- Reporting (2)
- Income Collection (2)
- Tax Reclaims (1)
- Technology (2)
- Settlement (3)
Service Categories as voted by Institutional Investors – 24 Best in Class
- Relationship Management (2)
- Client Service (2)
- Cash Management (3)
- Foreign Exchange (1)
- Proxy Voting (1)
- Technology (1)
- Transaction Cost Management (1)
- Transition Management (4)
- Performance Measurement (4)
- Compliance (5)
Mutual Fund Administration Survey
- #1 Asia
- #2 Single Provider category
- #3 Europe
- #3 Fund of Funds
Top Rated
- Global
- $100M - $1 Billion
- $1 Billion-$5 Billion
- $5 Billion +
- Equity
- Fixed Income
- Fund of Funds
- Other Funds
- North America
- Asia Pacific
- Single Provider
- Multi-Provider
Commended:
- < $100M
- Europe
Best in Class: 76
- Client Service (6)
- Value (12)
- Fund Accounting (7)
- Transfer Agency (9)
- Distribution Support (5)
- Portfolio Servicing (13)
- Fund Reporting (13)
- Compliance (11)
Securities Lending Survey
League Tables
- # 3 North America
Top Rated
- North America
Commended
- Global
- $10B+
- Europe
- Single Provider
- Multi-Provider
Best in Class – 9 Best in Class
- Earnings Performance - North America
- Relationship Management - North America
- Client Service - North America
- Product Development - North America
- Reporting - North America
- Operational Capabilities - North America
- Compliance - North America
- Multi-Provider - Client Service
- Multi-Provider - Product Development
Hedge Fund Administration Survey
Top Rated
- Greater than $5 Billion
- Leading Clients
- Hong Kong
Commended:
- Less than $100 Million
- $100 Million – $1 Billion
- $1 Billion – $5 Billion
- Single Strategy
- Multi-Strategy
- FoFs
- North America
- Europe
- Asia
- Single Provider
- Multi-Provider
- Global Scores
- United States
- Toronto
- Singapore
- Dublin
- Bermuda
Best in Class – 34 Best in Class Awards
- Client Service (2)
- Value (2)
- Fund Accounting (2)
- OTC Derivatives (2)
- Investor Services (2)
- Investor Reporting (3)
- Fund Manager Reporting (3)
- Fund Structures (2)
- Fund of Funds Administration (3)
- Middle Office Services (2)
- Regulated Funds (6)
- Risk Management (3)
- Technology (2)
Private Equity Fund Administration Survey
Top Rated
- Less than $1 Billion
Commended:
- Overall
- $1 Billion - $10 Billion
- North America
- Asia-Pacific
- Latin America
- Single Provider
- United States
- Hong Kong
Best in Class – 23 Best in Class Awards
- Client Services and Relationship Management (2)
- Value (2)
- Fund Establishment and Structuring (2)
- Capital Drawdowns (3)
- Investment Execution (3)
- Accounting and Reporting to Limited Partners (2)
- Accounting and Reporting to General Partners (2)
- Distributions (3)
- Reporting (2)
- Corporate Secretarial (1)
- Technology (1)
World’s Best Global Banks
- Best Sub-Custody Bank
World’s Best Sub-Custodian Banks
Regional Winners
- Latin America
- North America
Country Winners
- Argentina
- Brazil
- Colombia
- Malaysia
- Peru
- Sri Lanka
- United States
- Venezuela
Beneficial Owners Survey
Overall
- #2 – lendable assets (weighted)
Custodian Agent Lenders – Europe
- #2 – lendable assets (weighted)
Custodian Services
- #1 – Income generated
- #3 – Settlement & responsiveness to recalls
- #3 – Reporting capability
- #3 – Costs
Global Custody Survey
- #1 Institutional Fund Managers – Americas (weighted)
- #1 Institutional Fund Managers – Americas (unweighted)
- #1 Institutional Fund & Asset Managers – Americas (weighted)
- #1 Insurance Companies (unweighted)
- #1 Asia/Australasia (footprint)
- #1 EMEA (footprint)
- #2 Americas (weighted)
- #2 Asia/Australasia (unweighted)
- #2 Institutional Fund & Asset Managers – Americas (unweighted)
- #2 Insurance Companies (unweighted)
- #2 Respondents with > $1 billion AUM (unweighted)
- #2 Insurance Companies (footprint)
- #2 Respondents with > $1 billion AUM (footprint)
- #2 Single Custodian Respondents (footprint)
- #3 EMEA (unweighted)
- #3 Institutional Fund & Asset Managers (unweighted)
- #3 Mutual Fund Managers – EMEA (weighted)
- #3 Mutual Fund Managers – EMEA (unweighted)
- #3 Respondents with > $1 billion AUM (weighted)
- #3 Mutual Fund Managers (footprint)
- #3 Mutual Fund Managers – EMEA (footprint)
- #3 Overall (footprint)
Equity Lending Survey
- Ranked Number One – Market Capability (Emerging Markets)
- Ranked Number Two – Breadth of Supply (Emerging Markets)
- Ranked Number Two – One to Watch: Americas
- Ranked Number Two – Asia Pacific (weighted)
- Ranked Number Three – Overall (Unweighted)
- Ranked Number Three – Overall (Footprint)
- Ranked Number Three – Asia Pacific (Weighted & Unweighted)
- Ranked Number Three – Custodial (Unweighted)
- Ranked Number Three – Most Improved Lender : Overall
- Ranked Number Three – One to Watch : Overall
- Ranked Number Three – One to Watch : Asia Pacific
Equity Lending Survey
- Global Custodian of the Year
Securities Lending Industry Awards
- Equity Trader of the Year – Lender
Americas Service Provider Awards
- Custodian of the Year – Latin America
European Awards 2011
- European Securities Services Provider of the Year
- European Securities Lender of the Year
- European Client Relationship Manager of the Year
- European Mutual Fund Administrator of the Year
- Regional Sub-custodian of the Year: South Europe
Hedge Funds Review
2011 European Fund of Hedge Funds Awards
- Best Institutional Fund of Hedge Funds (FoHF) Provider
U.S. Hedge Fund Services Awards
- Best Fund of Hedge Funds Administrator
- OpenWealthSM – Managed Solutions Innovator of the Year
5-Star Performance Rating
- Telephone Services
- Transaction Processing
Mutual Funds Services Guide
- #2 Ranking for Transfer Agency Services (based on # of clients)
